Subject Index for the Financial Services and Markets Act 2000 Statutory Instruments

7 March 2002

Please note that references in this index are not exhaustive. It does not include references to those SIs whose purpose is obvious from their title, nor to the main scope orders (the Regulated Activities Order and Financial Promotion Order).

Business transfers	2001/3538 (partial commencement of s. 104) 2001/3625 (requirements on applicants) 2001/3626 (transfers of Lloyd's business) 2001/3639 (transitionals)
Collective investment schemes	2001/1060 (promotions: exemptions), amended by 2001/3650, art 2 2001/1062 (exclusions) 2001/1228 (OEICs) 2001/2383 (schemes in other EEA States) 2001/3592 (transitionals: partly completed procedures - Part IV)
Compensation scheme	2001/1783 (electing participants) 2001/2957 (transitionals)
Consumers	2001/1821 (transitional modification of definition)
Controllers back to top	2001/2637 (transitionals), amended by 2001/3650, arts 11 and 12 2001/2638 (exemption for friendly socs) 2001/3338 (exemption for building society PIBs)
Disclosure of information	2001/1857 (disclosure by prescribed bodies) 2001/2659 (transitional - art 7) 2001/2188 (main gateways regs) 2001/3437 (gateways amendment - inquiries) 2001/3624 (gateways amendment - listing particulars directive; Nat Lottery Comm; investment exchanges) 2001/3648 (Bank of England)
FinSMAT - see Tribunal
FSA constitution etc	2001/1821 (constitutional transitionals) 2001/3650 (reports under old statutes; transfers from SROs; liability; fees; insurance contracting-out order - arts 19 et seq) 2001/3729 (seal: Friendly Socs Act)
IBRC	2001/1282 (commencement order abolishing) 2001/1283 (consequential provisions)
Industrial assurance	2001/3647 (consequentials & savings) 2001/3677 (Channel Is)
Information - see Disclosure of information
Information gathering	2001/3083 (transitionals) 2001/2659 (ditto - art 2) 2001/3646 (main transitional order)
Insurance	2001/2361 (meaning of ?policy? etc) 2001/2635 (applicable law), amended by 2001/3542 2001/2636 (grandfathering) 2001/2968 (treatment of assets on winding up) 2001/3635 (insurers winding up rules) 2001/3650 (transitionals: Insurance Companies Act fees, Contracting Out Order etc - arts 26-8)
Investment exchanges back to top	2001/995 (recognition requirements) 2001/996 (prescribed markets & qualifying investments), amended by 2001/3681 (OFEX)
Listing	2001/2956 (Official Listing Regs) 2001/2957 (transitionals) 2001/1958 (public offers) 2001/3439 (Official Listing amendment)
Mutuals	2001/1201 (Exemption Order - transitional exemption for credit unions - art 6), amended by 2001/3623 2001/2617 (main Mutuals Order) 2001/2636 (grandfathering) 2001/2638 (controllers - exemption for friendly societies) 2001/3083 (saving for ss 43A and 43B of the Building Societies Act - art 11) 2001/3338 (controllers - exemption for building society PIBS) 2001/3592 (transitionals: partly completed procedures - Part III)
Passporting	2001/1376 (amendments to Sch 3 to FSMA) 2001/2509 (consultation with other comp auths) 2001/2511 (Sch 3 Passport Rights Regs) 2001/2636 (grandfathering) 2001/2639 (own-initiative power - overseas regulators) 2001/3084 (Gibraltar) 2001/3592 (transitionals: partly completed procedures - Part VIII)
Professions back to top	2001/1226 (designated professional bodies) 2001/1227 (non-exempt activities), amended by 2001/3650, art 3 (mortgages) 2001/2659 (info from recognised professional bodies - art 4)
Rehabilitation of offenders	20012659 (transitional modification of Banking Act and FS Act - arts 5 & 6) 2001/3640 (Scotland) 2001/3650 (transitional - art 16)
Rules	2001/1534 (rules transitionals)
Tribunal	2001/2364 (transitional saving for refs to old tribunals) 2001/2364 (ditto) 2001/2476 (FSMAT rules) 2001/3592 (transitionals: partly completed procedures - Part IX) 2001/3632 (legal assistance) 2001/3633 (legal assistance - costs) 2001/3650 (transitional saving for members of old tribunals)

Financial Services and Markets Act index